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Rockhurst University Student Code of Conduct


You may download and print* the complete Student Handbook or browse through the Student Code of Conduct below.

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FAQs for Students

 

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What Is the Purpose of the Student Code of Conduct?
Rockhurst University sponsors programs, services, and activities that encourage students to develop academically, spiritually, socially, physically, and emotionally. In a partnership among students, faculty, and staff, the University helps to create an educational environment with principles rooted in its Jesuit, Catholic tradition. These principles challenge students to strive for excellence to become men and women for others, to integrate classroom and experiential learning, to develop talents through discovery and reflection, and to share a common concern with each person. To achieve these ideals, all students are expected to contribute, through their words, actions and commitments, to the development and sustenance of a community characterized by purpose, openness, justice, discipline, care, and celebration. A student enrolled at Rockhurst University assumes a responsibility to behave in a manner compatible with its educational environment and community principles. The following guidelines, while not exhaustive and limiting, illustrate behaviors and actions that are incompatible with the institutional mission of Learning, Leadership, and Service in the Jesuit Tradition.

Who are all of the people involved in the hearing process and what are their roles?

Roles and Definitions

Hearing Examiner - The Assistant Dean of Students or designate. A Hearing Examiner will review facts related to allegations of non-academic misconduct by a student or student organization most often considered to be less serious in nature and will make findings and, if the student or organization is found in violation of the Code of Conduct, impose sanctions.

Hearing Committee - Consists of three voting members (a faculty member, a staff member, and a student) and is specifically constituted for cases that involved allegations of considered to be more serious misconduct. Either the faculty member or the staff member will serve as the chair of the Hearing Committee. Although every effort will be made to conduct the Hearing Committee with one student, one faculty and one staff, it may not be possible, especially during the summer, and the Hearing Committee may consist of any three members of the University community. The Hearing Committee will review facts related to allegations of non-academic misconduct against a student or student organization and will make their findings and, if the student or student organization is found in violation of the Code of Conduct, impose sanctions.

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Investigating Officer - The Assistant Dean of Students or designate. This person consolidates historical and evidentiary data related to the charges against the student or student organization for the purposes of a hearing committee. This person presents this information to the committee for their review, and also suggests possible sanctions based upon the severity of the alleged infraction, disciplinary history of the charged student or student organization, and historical precedent.

Advisor - Each student or student organization will be afforded the opportunity to have a faculty or staff advisor present at a hearing either with an examiner or committee. The advisor role is to help the student or student organization understand the responsibilities and rights afforded by the Code of Conduct process, and to encourage honest and forthright engagement in the process and between Hearing Examiner/Hearing Committee and the student or student organization. The advisor's role during the actual hearing is limited in scope and should reflect a supportive stance of both the student and the University.

Faculty, staff, and students who are asked to be involved in the Code of Conduct process should avoid roles that create a conflict of interest, for example, close friend of charged student, current professor for charged student, or advisor to student organization etc).

What Does a Charge Letter Mean?
After an incident form is received, a charge letter is sent to the student(s) or student organization(s) involved in the incident. The charge letter indicates what charges are being brought against the student(s) or student organization, and the time and date of the judicial hearing. There is also an overview of the rights which will be accorded to every participant in the judicial process.

What Are Your Rights?
Charged students (and their organizations) have several rights. Your case will be judged solely on the information presented in the hearing. A complete listing of your rights may be found in the Student Handbook and on the Safeguards and Procedures form.

What Is A Judicial Hearing Like?
Many students have erroneous conceptions about what happens in a judicial hearing. At Rockhurst University, hearings are primarily a forum for the fair presentation of various points of view concerning a specific incident. There are a couple of different types of hearings a student could be involved with. The first and most used hearing format is an individual hearing. This hearing will take place most likely in a Resident Director's office and it will be you and a hearing examiner. The first thing you will be asked is if you have any questions about your student rights or the judicial process. After all of your questions are answered you and the hearing examiner will talk about the facts of the incident. Students have the opportunity to agree to do a mutual consent, meaning that they admit that they are responsible for the charge. At the point the student and the Hearing examiner decide on what are the appropriate sanctions. Using Mutual consent allows the student to be very involved what are helping sanctions and when sanctions will be due. If a student does not accept responsibility the Hearing Examiner can do one of two things. He or she can decide that there is enough information to determine responsibility or they can decide that the case should be heard by a Hearing Committee . Lastly, the Hearing examiner could also determine that the student is not responsible and rescind the charge.

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What is a Hearing committee?
First, the hearing agenda is reviewed and your rights will be discussed with you. You will have the opportunity to enter a plea to each charge that has been brought against you. After making a plea, the referral agent and then the charged student(s) are asked to comment on what they remember about the incident. Witnesses are asked to make statements individually. They are not present for the entire hearing. The hearing officer or members of the judicial committee may ask questions of those who have made statements. Finally, the referral agent and the charged student(s) may make summary comments if they wish to do so; they are not required. The referral agent leaves at this point, as their role in the hearing is complete. The charged student may be asked to leave the room at this point while the hearing officer or members of the judicial committee determine responsibility. Decisions regarding responsibility are made in private. Sometimes a decision may not be determined immediately in order to further review evidence. If the accused is found responsible, an appropriate sanction will be determined. Charged students are notified in writing of the outcome of their case, and in some cases may be asked to schedule a post-hearing conference to discuss the outcome and sanction(s) with the hearing officer.

Can I Bring An Advisor & How Can They Support Me?
Yes. Students are allowed to bring a faculty or staff member to assist them through the judicial process. If you have chosen to bring an advisor, you must remember that this individual is there to assist you. An advisor may not participate in the hearing directly. He or she may not question any witness. The role of the advisor (PDF, 25 kb)is limited to conferring with their advisee.

What gives the University the right to enforce university rules off-campus?
Rockhurst has always had the right to enforce rules off-campus, we just do not always do so. You are a Rockhurst student regardless of whether the alleged misconduct takes place on the campus, across the street from campus, or across town. Rockhurst is particularly concerned about high-risk drinking and drug use by students due to the threat these behaviors pose to student health, safety, and academic success.

What happens after the Incident report is written?
A hearing examiner will review the Incident. You will receive a letter telling you when and where your judicial hearing will take place. At the hearing, you will be able to tell your version of the alleged events and learn the outcome of the case. If you choose to appeal, you have 3 business days to file your paperwork with the Assistant Dean of Students.

Will witnesses help my case?
Witnesses that can speak to the alleged events in question may help your case. Students are allowed to have one character witness at a Committee Hearing as well as witnesses that you feel can give relevant information about the incident. All witnesses should be noted on the witness information form and turned into the Assistant Dean of Students two days before the hearing. Relevant Link: Witness Information

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What's the likely sanction?
We can't answer that. Rockhurst strives to give appropriate and consistent sanctions, but since cases might include different circumstances it is difficult to give definite sanctions. Information about drug and alcohol violations can be found in Fitting it All Together* (164K, PDF file)

So, how many chances do I get?
The Student Code of Conduct is cumulative over the entire time you are at Rockhurst. You can be suspended on the first offense for certain offenses, e.g. drug law violations, sexual misconduct and reckless use of a weapon. For other violations, if you continue to demonstrate a willful disregard for the student conduct rules, you will eventually be asked to leave after being given ample opportunity to demonstrate change. Our goal is that you are given the opportunity to learn from past mistakes and become a successful graduate of Rockhurst University.

Will my parents find out?
In most cases, NO. If you are a student over the age of 18 you have certain privacy rights under the Buckley Act or FERPA. Parents of students under age 21 may be notified in writing if their son or daughter is found responsible for a violation of the alcoholic or drug Policy according to the Parental Notification Process (23k, PDF file).
If you would like us to have the ability to speak with your parents you must sign a FERPA waiver. It is recommended that students inform their parents of all incidents that result in judicial sanctions. Keeping this type of information from parents can make matters worse if additional violations occur.
Relevant Link: Download and print* FERPA Waiver (65K, PDF file).

Who Is the Hearing Examiner?
The Hearing Examiner is the Assistant Dean of Student or designee. Primarily for misconduct occurring in a residential facility a Resident Director will be the hearing examiner. For off campus misconduct, general campus misconduct, or for more severe misconduct either the Assistant Dean of Students of their designee will be the hearing examiner or. These individuals are specially trained in the Student Code of Conduct and have a good working knowledge of University policy and current judicial precedent.

Who Are The Hearing Committee Members?
The Hearing Committee is made up of one student, one staff, and one faculty member. All committee members are trained on the Student Code of Conduct and student rights.

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How Should I Plead?
As the charged student, you may plead, "responsible", or "not responsible." You should know better than anyone which plea is most appropriate. However, if there is a question in your mind as to whether you are "responsible" or "not responsible" you should probably plead "not responsible" and allow the hearing body to decide on your involvement.

What About Witnesses?
You are encouraged to bring witnesses who have relevant information to the committee hearing. Remember, too, that numbers are not important. A group of witnesses saying about the same thing may only add confusion. Witnesses appearing on your behalf will NOT be summoned for you. It is YOUR responsibility to make sure your witnesses are present and on time. They will be allowed to make their statements at the appropriate time and then be dismissed.
Relevant Links: Witness Information

What Kind Of Sanction Am I Going To Receive If I Am Found Responsible?
There is no way to make specific comments about sanctions except to say that each case is heard on its own merit. Sanctions will follow current case precedent but individual circumstances are taken into account. Sanctions are designed to alter behavior and to make statements about the University's expectations for student conduct. Even sanctions such as suspension are intended to help students learn from their actions and understand how unacceptable behaviors impact others. You should be aware that some violations of university policy may result in suspension or dismissal from the University for a first offense.
Relevant Links: Possible Sanctions

What Is An "Educational Sanction"?
An educational sanction is a constructive activity assigned to you as a judicial sanction. It is usually designed to enhance your ability to learn from the judicial experience. In some instances, the educational experience may relate directly to the nature of the offense. In other instances, it may not. reflection paper on what they have learned The educational sanction is intended to promote thinking and learning that will lead to responsible decision making in the future.
Relevant Links: Education Sanction Information

When and how can I Appeal A Decision?
An intent to appeal the decision of either the Hearing Examiner or Committee must be filed in writing to the Associate Vice President for Student Development in the Office of Student Development (Massman 1) within three (3) business days of receipt of the written decision (or attempt to deliver). The intent to appeal must specify the basis on which the student is appealing, the decision or part of the decision including sanctions that the student is appealing, and the facts in support of the appeal.

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An appeal is not a rehearing and is not granted on the basis of disagreement with the original decision. Acceptable basis for an appeal is limited to the following:

a. There was a denial of a fair hearing;
b. There is new and additional evidence not available at the time of the hearing;

There was insufficient evidence to establish the student's misconduct or responsibility for the misconduct;

The decision was arbitrary and capricious.

An appeal may result in one of the following actions:

a. Leaving the original sanction intact.
b. Reversal of the original decision or sanction(s);
c. Modification of the sanction(s), including changes that could result in either a reduction or increase in sanctions, appropriate to the misconduct or based on new information considered during appeal (see section 3.b. above).

What Sort Of Judicial Records Are Maintained On My Case?
Records on all judicial proceedings involving students are maintained in the Office of Residence Life for a minimum of five years from the date of graduation. Records for who are suspended or expelled are maintained indefinitely.

Who Has Access To My Judicial Record?
A student's judicial file is kept for internal record-keeping purposes and to provide some insight into a student's past behavior if additional problems arise. Past decisions that resulted in a finding of responsibility will be considered in subsequent hearings only after a student is found responsible when sanctions are being determined. These records are released to no one other than university officials at Rockhurst who have a legitimate need to know and others as permitted by law. Students with judicial records must sign a consent form before this information can be released to other individuals. HOWEVER, under the recent amendments to FERPA (Family Educational Rights and Privacy Act of 1974) , parents of students under age 21 may be notified in writing if their son or daughter is found responsible for a violation of the alcoholic beverage. It is recommended that students inform their parents of all incidents that result in judicial sanctions. Keeping this type of information from parents can make matters worse if additional violations occur.

What Should I Do If I Have Problems Or I Can't Make A Hearing?
If you have a problem making your scheduled judicial hearing, you should contact your hearing officer that sent you the charge letter AS SOON AS POSSIBLE. Their contact information is on the bottom of the charge letter. You should be aware that HEARINGS MAY PROCEED WITHOUT YOU if notice of your absence is not given in advance. We will attempt to reschedule your hearing once before the hearing is heard in your absence.

Where do I go if I need more information about the Student Code of Conduct?
Students needing more information should go to Massman 2. There are a number of information pieces that you can pick up. Or if you would like to talk to someone in person contact Kim Bear, The Assistant Dean of Students at x4843 or kim.bear@rockhurst.edu.

What Is the order for Committee Hearings?
The Committee Hearing will follow the outlined procedure of:

Call to order and Introductory comments
Opening statements
Presentation of Information including witnesses
Closing Statements
Private Deliberation
Notification of decision

Relevant Link: Download and print* Hearing Committee Safeguards and procedures form (265K, PDF file).

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How am I expected to behave in this community?

If you behave in a manner that encompasses common sense, fairness, honesty, and civility, then you will likely do well. But becoming informed will clarify the details. An outline of our community standards can be found in the Student Conduct Code found in your Student Planner. A copy may be obtained on the Rockhurst web site or in Massman 1.

I don't plan to get into trouble; why should I read any further?

Few students purposely set out to violate the Student Conduct Code, but some find that a poor choice has consequences which they had not anticipated. It is important to know what the University policies are as well as what your student's rights are. Misconduct will not be excused because "you didn't know". It is your responsibility to know the rules and polices that govern the Rockhurst Community.

What is an Incident Report?
It is a written document, generated by a member of the University community, who has witnessed or become aware of a possible violation of the Student Conduct Code. Students are members of the University community and may come to the Office of Residence Life to complete a report.

If I'm charged, does that mean that I'll be kicked out of school?
Only a few violations are serious enough to result in suspension or dismissal. Our discipline system is based on an educational model; therefore the majority of sanctions are structured to be learning experiences. Ideally you will reflect on what happened and make better choices in the future.

Who are the people being "cc"ed on my Summary Letter?
They are members of the University community with a legitimate need to know the outcome of a specific case. For example, if the person lives on campus, it would include her/his Resident Director. It might also include athletic coaches if deemed necessary.

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What is a sanction?
It represents the consequences of violating the Student Conduct Code. Sanctions may affect one's status (being placed on probation or suspension); privileges (having guests), finances (being required to make restitution for property damages or losing institutional financial aid); and allocation of time (being required to attend substance abuse, anger management, or study skills workshops). In most cases, a combination of sanctions is utilized to meet the needs of the individual within the community.

Could a potential employer ask me to sign a waiver to see my record?
Yes. It is common to do a background check for applicants seeking a position working with children (such as education), in the field of law enforcement or in the government.

How do I go about seeing my record?
Contact the Office of Residence Life at x4663. Students are allowed to request their records. Students are not allowed to leave the Office of Residence Life with their record.

If an incident is being handled in the courts, may the University also take action?
Yes. Students sometimes find their conduct reviewed by two or more authorities. This is not "double jeopardy", which is a legal concept regarding being tried twice in a criminal court. The university's discipline process focuses solely on determining if a person should remain as a member of our academic community and, if so, under what conditions.

How do I prepare for the meeting?

Write a description of the incident in which you were said to have been involved, including: Date and time, location, others involved or witnesses, other details that may indicate whether or not you were responsible, and whether or not alcohol or other substances were involved. It is sometimes helpful to think through the incident and gather all of your thoughts before you enter into a hearing. Relevant link: Preparing for a hearing

What should I wear to my hearing?
If you have class on the day of your hearing, you can wear whatever you wore to class. The appearance you present is entirely up to you. You should be comfortable and in appropriate attire to meet with a University administrator. Rolling out of bed in your pajamas might not be appropriate.

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Can I bring a lawyer?
You can only have a faculty or staff advisor present at any judicial hearing. No lawyers or parents are allowed in judicial hearings.

What are the differences between Conduct and Disciplinary probation?
Conduct probation means that you are in good standing with the University. You are still allowed to participate fully in all student organizations and you are still allowed to apply for student leadership positions. Students are placed on Disciplinary probation when they engage in serious or repetitive conduct violations. Students on Disciplinary probation have a minimum of 50% of their institutional financial aid removed for the subsequent semesters of their probation (students will not have aid removed for the semester that that they are sanctioned), they cannot apply for student leadership positions, they most likely will be removed from any student organization leadership position, and they cannot live in our Townhouse Village.

What happens if I don't complete a condition of my sanction
Failure to complete a condition of a sanction may result in an administrative block being placed on your student record. It may also result in additional Student code of Conduct violations (failure to comply) or fines accessed to your student account. It might also result in an extension of a current probation or you might be placed on probation.

What happens if I get in trouble again?
It depends. It will depend on what your previous violation(s) were, your previous outcomes (decision) and if you are currently on conduct or disciplinary probation. If you have completed any conditions associated with your previous sanction, and you are currently in good standing, your previous history may not matter. However, if you are on probation there might be cause for additional sanctions. Further, any evidence that your violations indicate a "pattern of behavior" may result in harsher sanctions.

How will this process affect my status as an athlete? Will my coach be notified?
It depends. The decision to notify a coach is at the discretion of the Assistant Dean of Students. Further, the need to notify them may be impacted by the decision to place a student on disciplinary probation and remove them from the athletic team.

 

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